Basic Guide To The Safe Harbor

June 2019

Strategies for defense attorneys to address Emulex demurral

May 2019

Supreme Court Lorenzo decision extends securities fraud liability to those who disseminate false statements made by others

March 2019

Granting certiorari in Emulex, Supreme Court will address circuit split over disclosure claims in tender offers 

January 2019

Securities Class Action Litigation: A Look Back and A Sneak Peek to the Future 

November 2018

2015:   Selected Judicial Developments In Securities Litigation

January 2016

Securities and Exchange Board of India Adopts Broad Prohibitions On Insider Trading And Disclosure

March 2015

Sophisticated New Securities and Exchange Board of India Insider Trading And Disclosure Regulations Present Interesting Comparisons To US Securities Laws

March 2015

Reason Enough:  The Potential Implications Of Omnicare, Inc. v. Laborers' District Counsel Construction Industry Pension Fund

January 2015

Securities Litigation and the Departing High Level Officer

June 2014

Consent Decrees With The United States Securities And Exchange Commission

June 2012

2010 Supreme Court Update

July 2010

Comments On Proposed Rule 10b5-1(c)

April 2000

The SEC Rule 10b5-1(c) Trading Plan Defense

September 2000 November 2003

How not to create a trading plan defense:  Securities and Exchange Commission vs. Lipson

July 2001

February 2002

California Department of Corporations Issues Final Rule Adopting Rule 10b5-1(c) Defense

August 2001

QWest Communications:  the first test case for the impact of Rule 10b5-1 trading plans in a securities class action lawsuit?

August 2001

SEC Proposes Mandatory Disclosure of Rule 10b5-1 Trading Plans

April 2002

SEC Declines Mandatory Disclosure of Rule 10b5-1 Trading Plans

July 2003

Court Cites Rule 10b5-1(c) Trading Plan in Private Securities Class Action Lawsuit

November 2003